Format For Preliminary Project Report (ppr) 1f6z34

Integrated Watershed Management Programme

Format for Preliminary Project Report (PPR)

Department of Land Resources, Ministry of Rural Development, Government of India

1 IWMP-PPR-DoLR

Format for Preliminary Project Report I. Institutional Structures. I. A. State Level Nodal Agencies I. B. District Level Watershed Units II.

Selection of Watershed Projects

III.

Profile of the each selected watershed project

IV.

Agro-climatic condition of project area.

V.

Demography & land distribution

VI.

Livelihoods

VII. Expected project out comes VIII. Mandatory certificates 2 IWMP-PPR-DoLR

IX.

Status of on-going projects

X.

Abstract of projects proposed for sanction

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I. Institutional Structures I. A. State Level Nodal Agencies (SLNAs): Table-PPR 1: Details of SLNA 1

2

3

4

5

S. No.

State

Type of SLNA#

Date of Notification

Date of MoU with DoLR

6 Total no. of of SLNA

(contd.) #

Whether it is a Department/ Mission/ Society/ Authority/ Others (pl. specify)

Table-PPR 1: Details of SLNA (Contd..) 7 Chairperson Name

# $

Designation# Name Designation

Date of Appointment

8 CEO Nature of appointment $

Tenure (No. of years)

Ph. No./ Fax/ Email

APC/ ACS/ Dev. Commissioner/ Others (pl. specify) Deputation/ Contract

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Table-PPR 2: Details of functionaries in the SLNAs* 1

2

S. No.

Total no. of persons working in the SLNA for IWMP

3 Names & Designation

R – Recurring;

4 Qualifi -cation

5

Experience

6

7

Work allocation

Monthly remuneration (Rs.)

8 Total budget of SLNA (Rs.) R

NR

9 Funding expected from DoLR (Rs.) R

NR

NR- Non-recurring

* From column no. 3, totals no. of persons, from column no. 7 to 9, totals, may be indicated for the State at the end of the table. Table-PPR 3: Details of State Level Data Cell (SLDC) functionaries* 1

2

S. No.

Total no. of persons working in the SLDC for IWMP

3 Names & Designation

4 Qualifi -cation

5

Experience

6

7

Work allocation

Monthly remuneration (Rs.)

8 Total budget of SLDC (Rs.) R

NR

9 Funding expected from DoLR (Rs.) R

NR

R – Recurring; NR- Non-recurring

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* From column no. 3, totals no. of persons, from column no. 7 to 9, totals, may be indicated for the State at the end of the table.

I. B. District Level Watershed Units: Table-PPR 4: Details of functionaries in the DRDA Watershed Cell* 1

2

S. No.

Name of the District

3 Name of the executing Agency#

4 Status of Chairman @

5 Date of g of MoU with SLNA

6 Total no. of persons working for Watershed programme

7

8

9

10

Names & Designation

Qualifi -cation

Experience

Work allocation

Table-PPR 4: Details of functionaries in the DRDA Watershed Cell ..Contd. 11 Monthly remuneration (Rs.)

12 Total budget of Watershed Cell (Rs.) R NR

13 Funding expected from DoLR (Rs.) R

NR

R – Recurring; NR- Non-recurring *From column no. 2, no. of districts; from column no. 3, no. of executive agencies; from column no. 6, no. of persons working in the executive agencies of watershed programmes; from column no.7, total no. of personnel engaged in the watershed cells, from column no. 11 to 13, totals for the State may be indicated at the end of the table. #DWDU/ DRDA/Zilla Parishad (ZP)/ State Department (please specify)/ Any other (Please specify) 6 IWMP-PPR-DoLR

@collector/CEO ZP/ CDO/ DDO/ PD/ Any other (please specify)

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II. SELECTION OF WATERSHED PROJECTS Table-PPR 5: Status of District-wise area covered under the watershed programme* (MIS Table-M(SP)2) 1

S. No.

2

Names of Districts

3 Total microwatersheds in the District No.

Area (ha.)

4 Micro-watersheds covered so far Dept. of Land Other Ministries/ Total Resources Depts. watersheds Pre-IWMP projects Any other watershed (DPAP +DDP covered project +IWDP) No.

Area (ha.)

No.

Area (ha.)

No.

Area (ha.)

5 Net watersheds to be covered

No.

Area (ha.)

*from column no.2, total no. of districts; from columns 3 to 5, the totals for the entire State may be given at the end of the table.

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Table-PPR 6: Prioritized list of projects proposed for sanction during the financial year ______* 1

2

3

4 5 6 7 8 No. of Weightage under the criteria# Type of microProposed Name project Proposed S. watersheds project District of the (Hilly/ cost (Rs. No. proposed area project Desert/ in lakh) i ii iii iv v vi vii viii ix x xi xii xiii Total to be (ha) Others) covered

* From column no. 2, total no. of districts, from column no. 3, total no. of projects selected for sanction, from column no. 4, total no. of micro-watersheds to be covered, from column no. 5, total project area proposed, from column no. 7, total cost proposed, may be indicated for the entire State at the end of the table. # Criteria and weightage for selection of watershed S. Criteria No. i Poverty index (% of poor to population) ii % of SC/ ST population iii Actual wages iv v vi vii

% of small and marginal farmers Ground water status Moisture index/ DPAP/ DDP Block Area under rain-fed agriculture

Maximum score 10 10 5 10 5 15 15

Ranges & scores Above 80 % (10)

80 to 50 % (7.5)

50 to 20 % (5)

More than 40 % (10) Actual wages are significantly lower than minimum wages (5) More than 80 % (10)

20 to 40 % (5) Actual wages are equal to or higher than minimum wages (0) 50 to 80 % (5)

Less than 20 % (3)

Over exploited (5) -66.7 & below (15) DDP Block More than 90 % (15)

Critical (3) -33.3 to -66.6 (10) DPAP Block 80 to 90 % (10)

Sub critical (2) 0 to -33.2 (0) Non DPAP/ DDP Block 70 to 80% (5)

Below 20 % (2.5)

Less than 50 % (3) Safe (0)

Above 70 % (Reject)

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viii

Drinking water

10

No source (10)

Problematic village (7.5)

Partially covered (5)

ix

Degraded land

15

High – above 20 % (15)

x

Productivity potential of the land

15

Lands with low production & where productivity can be significantly enhanced with reasonable efforts (15)

Medium – 10 to 20 % (10) Lands with moderate production & where productivity can be enhanced with reasonable efforts (10)

xi

Contiguity to another watershed that has already been developed/ treated

10

Contiguous to previously treated watershed & contiguity within the microwatersheds in the project (10)

Contiguity within the microwatersheds in the project but non contiguous to previously treated watershed (5)

xii

Cluster approach in the plains (more than one contiguous micro-watersheds in the project) Cluster approach in the hills (more than one contiguous micro-watersheds in the project)

15

Above 6 micro-watersheds in cluster (15)

4 to 6 microwatersheds in cluster (10)

Low- less than 10 % of TGA (5) Lands with high production & where productivity can be marginally enhanced with reasonable efforts (5) Neither contiguous to previously treated watershed nor contiguity within the microwatersheds in the project (0) 2 to 4 microwatersheds in cluster (5)

Above 5 micro-watersheds in cluster (15)

3 to 5 microwatersheds in cluster (10)

2 to 3 microwatersheds in cluster (5)

Fully covered (0)

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III) PROJECT WISE PROFILE OF THE SELECTED WATERSHED PROJECT Table –PPR 7: Project at a Glance 1 2 3 4 5 6 7 8 9 10 11 12 13

Name of the State Name & type# (Hilly/ Desert/ Others) of the project Name of the District Names of the Blocks Names of Gram Panchayats Names & Census Code of Villages covered

1. 2. 3.

4. 5. 6.

Names & Codes of the microwatersheds Four major reasons for selection of watershed Area of the Project (ha.) Area proposed to be treated (ha.) Project Cost (Rs. in Lakhs) Name and Address of proposed PIA Any other (please specify)

# for definition of “type” please see Appendix-I

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Table-PPR 8: Details of previously identified DPAP/ DDP areas proposed under IWMP (ha) during the financial year* 1

2

3

S. No.

Names of Districts

Name of the project proposed

4

5

6

7

8

9

10

11

12

Name of Block(s)

Type of Block (DPAP/ DDP/IWDP)

Area of Block (ha)

No. of preIWMP projects sanctioned in the Block

Area of sanctioned projects

Net area to be covered

Area of the proposed project

Area proposed to be covered by schemes other than DoLR

Net balance area

* From column no. 2, total no. of districts, from column no. 3, total no. of projects proposed, from column no. 4, total no. of blocks, from column no. 6 to 12, totals, may be indicated for the entire State at the end of the table.

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Table-PPR 9: Land Use pattern of the project* (Area in ha) 1

2

3

4

5

6

7

8

S. No.

Name of watersheds

Names of villages

Geographical Area of the village

Forest Area

Land under agricultural use

Rainfed area

Permanent pastures

9 Wasteland Cultiva ble

Noncultivable

Source of data: * From column no. 2, total no. of microwatersheds, from column no. 3, total no. of villages, from column no. 4 to 9, totals, may be indicated for the project at the end of the table.

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IV. AGRO-CLIMATIC CONDITION

Briefly describe the agro-climatic condition of project area including the Agro-climatic zone of project area, soil types, rainfall, major crops, etc.

Table – PPR 10: Details of Agro-climatic condition*

1

2

S. Name of No. the Project

3 Name of the Agro-climatic zone covers project area

4

5

Area in ha

Names of the villages

6

7

Major soil types a)Type

b) Area in ha

Topography #

8 Average rainfall in mm (preceding 5 years average)

9 Major crops a) Name

b) Area in ha

* From column no. 5, total no. of villages, from column no. 6, total area, from column no. 9, total no. of crops and total cropped area, may be indicated for the project at the end of the table. # Flat, undulating, moderate slope, Steep slope

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Table-PPR 11: Details of flood and drought in the project area* 1

2

3

Sl. No.

Particulars

Villages

1

4 Periodicity Any other Annual (please specify)

5 Not affected

Flood

No. of villages Name(s) of villages 2 Drought No. of villages Name(s) of villages * From column nos. 4 & 5, total no. of villages, category wise, for the project may be given at the end of the table.

Table-PPR 12 : Details of soil erosion in the project area 1

2

3

Cause

Type of erosion

4 5 Run off Average soil loss Area affected (mm/ (Tonnes/ ha/ (ha) year) year)

Water erosion a Sheet b Rill c Gully Sub-Total Wind erosion Total

NA

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V. DEMOGRAPHY AND LAND DISTRIBUTION Growth in population during the last three census’ , per capita availability of land, sex ratio, population age group in the project area, literacy level, migration, workforce available in different sectors of the economy, demography of SC, ST, BPL and landless families in the project area in the last ten years, etc.

VI. LIVELIHOODS Briefly describe the existing livelihoods, raw material available, possible livelihood interventions, scope for capacity building etc. in the project area

Table-PPR 13 Summary of livelihoods 1

2

Names of S. No. the villages

3

5

6

7

Existing livelihood activities

Possible livelihood interventions under the project

Current status of migration (No. of people)

Main reasons for migration

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VII. EXPECTED PROJECT OUTCOMES VII. (i). Expected employment related outcomes: Table-PPR 14: Employment generation 1

2 3 4 Wage employment Self employment Names S. of the No. of mandays No. of beneficiaries No. of beneficiaries No. villages SC ST Others Women Total SC ST Others Women Total SC ST Others Women Total

* From column no. 2, total no. of villages, from column no. 3 & 4, category-wise totals may be given at the end of the table for the project.

Table-PPR 15: Details of migration from Project area 6 2 3 4 5 Names No. of No. of days Major Expected reduction Sl. of persons per year of reason(s) for in no. of persons No. villages migrating migration migrating migrating 1

* From column no. 2, total no. of villages; from column no. 3, total no. of persons migrating; from column no. 4, average no. of days for annual migration; from column no. 6, total expected reduction on no. of persons migrating, for the project may be given at the end of the Table.

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VII. (ii). Water related outcomes: Table-PPR 16: Details of average ground water table depth in the project areas (in meters)

1

2

S. Names of No. villages

3 Sources

4

5 6 Expected Pre-Project post-project Remarks level level

Open wells Bore wells Others (specify) Source of data:

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Table-PPR 17: Status of Drinking water* 1

2

S. No.

Names of the villages

3 Availability of drinking water (no. of months in a year) PreExpected Post-project project

4 Quality of drinking water Preproject

Expected Postproject

5 Comments

* from column no. 2, total no. of villages implementing the programme, from column no. 3, average no. of months may be given at the end of the table for the entire project.

VII. (iii). Crop related outcomes: Table-PPR 18- Major crops grown and their productivity in the project area 1

2

S. No.

Name of the Crop

3 Current status Area (ha)

Productivity (kg/ ha)

4 Expected post project status Productivity Area (ha) (kg/ ha)

Kharif Rabi Zaid/Other season

* From column no. 2, total no. of crops; from columns no. 3 & 4, total cropped area, average productivity, for the project may be given at the end of the Table.

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VIII. MANDATORY CERTIFICATION “It is certified that the State Government of ______________ will abide by the following mandatory conditions laid down by DoLR” 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

The area of the proposed projects are not covered under assured irrigation The area of the proposed project is not covered or overlapping with any other watershed projects sanctioned by the central govt./ state govt./ autonomous bodies & others The State must sign all the mandatory MoUs before implementing the project The timeframes and milestones of the projects will be followed The Budget requested for must follow the criteria laid down in the Common Guidelines, 2008 The State must release matching State Share within 15 days from release of each installment of central funds Purchase of vehicles and other equipments are not permitted and nor is construction of buildings allowed. Only purchase of computers and related software is permitted Savings, if any, in each component of the project cost can be utilized only for activities in the Watershed works The DWDU will have one Member exclusively responsible for monitoring All works will be evaluated after each phase of completion. Fund release will depend on favourable reports received from evaluators Evaluators must include only institutions and agencies and not individuals The State and DRDA cell will furnish monitoring reports and periodical reports as desired by DoLR Composition of the WDT must be clearly spelt out and the team must be fully in place at the time of g of the MoU of contract between the PIA and DRDA Cell That DRDA shall release the funds to the PIAs and the watershed committees within 15 days of receipt of the funds The Watershed Committee must be a ed society under the Societies Registration Act, 1860 At least one of the WDT must be a woman The Gram Sabhas of the proposed project areas have ed resolutions for people’s contribution towards WDF

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18 Resource-use agreements on the principles of equity and sustainability must be worked out among the Groups prior to the concerned work being undertaken 19 The DPR must give detailed justification for the proposed project duration 20 No works on private lands will be repaired/ maintained from the WDF 21 The PIA will start project work within three months of the receipt of first installment by DWDU/agency or else it can come under the purview of foreclosure 22 The State will not undertake unnecessary foreclosure of the projects. In the event of foreclosure, the State will refund the amount and furnish all necessary documents as desired by DoLR. The State shall also take istrative and legal action against any defalcation, misappropriation, mis-utilization, deliberate negligence and laxity which has caused foreclosure of the project.

Date: Signature of officer authorized by State Govt.* NAME OF OFFICER (IN CAPITAL LETTERS) DESIGNATION *Letter of Authority from Secretary of the concerned Department, authorizing the concerned officer to sign the above undertaking, should be enclosed with PPR.

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IX. STATUS OF ON-GOING PROJECTS (DPAP/ DDP/ IWDP) Table- PPR 19: Details of pending UCs: Statewise* 1 S. No .

2

District

3

Project

4

5

6

7

Instal -ment no.

Financial year of release of fund

Amount released (Rs. in lakh)

Amount utilized (Rs.in lakhs)

8 Submission of UC Due date

Amount (Rs. in lakhs)

9 Date of submission of UC Amount Date (Rs. in lakhs)

10 11 Reasons Pending UCs for not submitting/ delayed Amount submission Period (Rs. in of UC lakhs)

*From column No. 2, total no. of Districts, from column No. 3, total no. of projects, from column no. 6, total amount released, from column No. 7, total amount utilized, from column No. 8, total amount due, from column no. 9, total amount for which UCs submitted, from column No. 11, total amount of the pending UCs, may be mentioned at the end of the table for the entire State.

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Table- PPR 20: Details of Unspent balance as on _______________: Districtwise* 1 S. No.

2

3

4

District

Name of the Project

Total cost (Rs. in lakh)

5 Total funds released (Rs. in lakh) DoLR

State

6 Unspent balance (Rs. in lakhs)

*From column No. 2, total no. of Districts, from column No. 3, total no. of projects, from column no.4 to 6, totals, may be mentioned at the end of the table for the entire State

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X.

ABSTRACT OF PROJECTS PROPOSED FOR SANCTION DURING FINANCIAL YEAR…….. 1 2

3

4

5

Number of districts to be covered under the present proposal No. of Watersheds projects proposed to be taken up under IWMP

Hilly/Desert Others

Total area to be covered under proposed projects (000’ ha) (a) Hilly & Desert areas# (b) Others Total Total cost of the proposed Watershed projects (Rs. in lakhs) (a) Hilly & Desert areas# (c) Others Total First installment required from central funds for the proposed watershed projects #

For details refer Appendix-I

*********************

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Date of meeting of PPR sanctioning Committee Decision taken by the Committee Date of receipt of Annual Action Plan Brief details of Annual Action Plan Final approval of projects/area/costs/project period Amount released as first installment and date of release File No.

25 IWMP-PPR-DoLR